Mitigate risk. Automatically.

Protect your company, your teams and yourself by moving beyond outdated technology and error-prone manual reporting. Shareworks™ Forms Filing is the simple, smart way to achieve total compliance with Section 16 SEC filing requirements. Intuitive design, automated workflows and cloud-based architecture assure you and your fast-moving company never miss another filing.

A smarter process for total peace of mind.

Centralize forms filing in real time – critical for companies with a growing number of insiders or multiple teams managing filings. Leverage a next-generation workflow to define accountability and duties. Proactively update stakeholders with automated notifications. And manage it all from your desktop.

Crystal clear compliance for all to see.

Every filing detail is easily accessible and searchable. Quickly review any transaction’s history with The Story Of filing audit trail. And designate secure access by viewers, admins and approvers, all without compromising data.

Time is money. Save both.

Efficiently track and manage filing priority through the dashboard. Bypass EDGAR login with one-click filing. And store all current and historical filings in one place for easy retrieval. It’s the ultimate organizational tool for filing administrators.

Lower risk. Now at a higher level.

Take your forms filing process to the highest level with the powerful duo of Shareworks Forms Filing and Shareworks Plan Admin. Every insider transaction automatically triggers a customizable workflow to close the risk gap and meet all deadlines confidently and accurately.

Four Executive Compliance Questions You Don't Want to Hear

The SEC, the media, shareholders and proxy firms. They all shine a harsh light on executive compensation. Take steps to safeguard your company – and yourself.

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Advanced Features

  • Flexible workflow assignment
  • Filing dashboard
  • EDGAR one-click filing and status retrieval
  • Footnote catalogue
  • Test filing and form previews
  • Filing alerts and notifications
  • The Story Of filing audit trail
  • Report generation and management
  • Automatic holding balance calculations

Forms Filing is part of the Shareworks Platform for Public Companies.

The Public Company Experience

Additional resources

Executive Services

Growing quickly? Have limited resources for executive compliance? Solium offers a full range of customized services.

Request a consult

Plan Admin

Forms Filing works seamlessly with Plan Admin to help manage insider transactions in real time, creating the highest standard in risk mitigation.

Learn more

The Shareworks Platform

The power of one.

Simplify your equity plan management with smarter technology and remarkable service.

One true cloud-based data source powers a complete, fully-integrated, scalable solution. Add products when you need them. Everything works together.
  • Trade
  • Comply
  • Collaborate
  • Model
  • Automate Workflow
  • Generate Reports
  • Support Decisions
  • Engage Employees